Am I an Investment Advice Fiduciary?

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New DOL Investment Advisory Rule


Our recordkeeping and administration services help clients manage the risk associated with defined contribution retirement plan regulatory compliance and provide worry-free recordkeeping services to free up time that your human resources team may devote to other priorities.

Our approach includes investment open-architecture, full operational flexibility, and complete fee transparency and disclosure, characteristics which are fairly unique in the industry. You can rest assured that as a plan sponsor, you are in compliance with IRS, DOL, and ERISA rules and regulations and benefit from Findley Davies’ complete fee transparency and disclosure.

We partner with clients to implement a successful retirement plan that supports the organization and participant-level objectives. As a plan sponsor, you will:

  • Understand and execute fiduciary responsibilities
  • Benefit from complete operational flexibility allowing you to build a retirement plan focused on specific needs
  • Be able to provide participants with access to superior, best-in-class investments through a true open architecture administrative platform
  • Be compliant with regulatory requirements
  • Access user-friendly technology for participant account management and retirement planning
  • Limit liability and gain employee appreciation of the retirement benefit by providing retirement planning education to participants
  • Understand the overall plan expenses built into products in order to operate the plan in the best interest of participants

Retirement Focus Online Demonstration

Access our secure participant web portal using the login criteria below to see our participant experience.

retirement focus 294  Username Password
View Defined Contribution Plan Site - Participant View demoplan  1234
View Defined Contribution Plan Site - Plan Sponsor View DEMOWEB1 RETFOCUS1
View Integrated Defined Contribution/ Defined Benefit Plan Site  demoRF1  demoRF1!